Securities regulation in the United States - PDFSEARCH.IO - Document Search Engine

Securities regulation in the United States
Results: 4123

#	Item
71	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-04-08 15:46:40 73rd United States Congress U.S. Securities and Exchange Commission Corporate crime Securities Exchange Act Securities regulation in the United States Security SEC filing Regulation S-K
72	Notes Bearing Interest Published by the Business Law Section of the North Carolina Bar Association • Section Vol. 34, No. 1 • November 2012 • www.ncbar.org The Chair’s Comments The section’s first council meeti Add to Reading List Source URL: www.smithlaw.com Language: English - Date: 2015-10-13 12:01:39 U.S. Securities and Exchange Commission Crowdfunding Stock market United States securities law 73rd United States Congress Regulation A Regulation D Jumpstart Our Business Startups Act Securities Act Securities regulation in the United States Securities Exchange Act SEC filing
73	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-02-10 15:45:44 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States SEC filings
74	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-13 16:11:28 SEC filings U.S. Securities and Exchange Commission 73rd United States Congress Stock market Securities Exchange Act Securities regulation in the United States Schedule TO Security Securities Act
75	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-16 16:03:00 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States
76	GEORGETOWN UNIVERSITY LAW CENTER Adam J. Levitin Professor of Law December 8, 2015 Add to Reading List Source URL: www.creditslips.org Language: English - Date: 2015-12-08 13:53:53 Georgetown University Law Center Indenture Trust Indenture Act Securities regulation in the United States
77	Forschungsdatenbank der Universität Zürich Wirtschaftswissenschaftliche Fakultät > Banking und Finance, Institut für > Prof. Dr. Alexander Wagner Short Selling Regulation after the Financial Crisis – First Principl Add to Reading List Source URL: www.research-projects.uzh.ch Language: English - Date: 2016-03-10 13:55:39 Systemic risk Financial regulation Great Recession in the United States Stock market crashes Short Financial crisis of 200708 U.S. Securities and Exchange Commission Bank
78	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-02-29 11:18:25 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States Direct Edge United States securities law
79	GENERAL ASSEMBLY OF NORTH CAROLINA SESSION 2015 SENATE BILL 481 RATIFIED BILL AN ACT TO ENACT THE NORTH CAROLINA PROVIDING ACCESS TO CAPITAL FOR ENTREPRENEURS AND SMALL BUSINESS ACT, TO PROVIDE PUBLIC Add to Reading List Source URL: www.ncga.state.nc.us Language: English - Date: 2016-06-29 10:35:06 U.S. Securities and Exchange Commission Stock market 73rd United States Congress United States securities law Regulation D Securities Act Securities Exchange Act Security Securities regulation in the United States Prospectus Qualified institutional placement Regulation S-K
80	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-03-30 12:23:48 United States securities law 73rd United States Congress U.S. Securities and Exchange Commission Self-regulatory organizations Stock market Securities Exchange Act Securities regulation in the United States Financial Industry Regulatory Authority Spoofing

UPDATE